SEC Form 4 · accession 0001179110-16-033560
ENERPAC TOOL GROUP CORP · EPAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Peterson
Director
Period of report
Dec 27, 2016
Accepted (ET)
Dec 29, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 27, 2016 | M | 8,000 | $23.64 | A | 23,271 | D | |
| Class A Common StockF1 | Dec 27, 2016 | S | 8,000 | $26.80 | D | 15,271 | D | |
| Class A Common Stock | holding | — | — | — | 16,400 | I | By IRA | |
| Class A Common StockF2 | holding | — | — | — | 3,000 | I | By Trust for Benefit of Son | |
| Class A Common StockF2 | holding | — | — | — | 3,000 | I | By Trust for Benefit of Daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3 | $23.64 | Dec 27, 2016 | M | 8,000 | D | Dec 16, 2007 | Jan 16, 2017 | Class A Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.80 to $26.83. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2The reporting person disclaims beneficial ownership of the shares held by the trust.
- F3Option granted under the Actuant Corporation Amended and Restated 2001 Outside Director's Stock Plan.