SEC Form 4 · accession 0001179110-16-033559
ENERPAC TOOL GROUP CORP · EPAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Arzbaecher
Officer — President and CEO · Director
Period of report
Dec 27, 2016
Accepted (ET)
Dec 29, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 27, 2016 | I | 37,976 | $26.95 | D | 0 | I | By 401(k) Plan |
| Class A Common StockF2 | Dec 27, 2016 | S | 11,900 | $26.73 | D | 0 | I | By IRA |
| Class A Common Stock | holding | — | — | — | 494,265 | D | ||
| Class A Common StockF3 | holding | — | — | — | 2,200 | I | By Family | |
| Class A Common Stock | holding | — | — | — | 2,400 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- F2The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.70 to $26.76. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3Owned by daughter.