SEC Form 4 · accession 0001179110-16-033557
ENERPAC TOOL GROUP CORP · EPAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ricky T Dillon
Officer — Executive Vice President - CFO
Period of report
Dec 27, 2016
Accepted (ET)
Dec 29, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 27, 2016 | A | 22,263 | — | A | 22,263 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $26.95 | Dec 27, 2016 | A | 18,980 | A | — | Dec 27, 2016 | Class A Common Stock | 18,980 | 18,980 | D |
Explanation of responses
- F1Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
- F2Not applicable.
- F3Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
- F4Fifty percent of the option becomes exercisable on 12/27/2019 and the balance becomes exercisable on 12/27/2021.