SEC Form 4 · accession 0001179110-16-031940
ENERPAC TOOL GROUP CORP · EPAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Pauli
Officer — Corporate Controller
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 18, 2016 | A | 1,926 | — | A | 21,752 | D | |
| Class A Common StockF3 | holding | — | — | — | 1,609 | I | By 401(k) | |
| Class A Common StockF4 | holding | — | — | — | 122 | I | By Deferred Compensation Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
- F2Not Applicable.
- F3Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- F4Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.