SEC Form 4 · accession 0001179110-16-022854
ENERPAC TOOL GROUP CORP · EPAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Sefcik
Officer — Exec VP Industrial Segment
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 4, 2016 | P | 6,500 | $24.50 | A | 58,582 | D | |
| Class A Common StockF2,F3 | Apr 4, 2016 | A | 3,250 | — | A | 61,832 | D | |
| Class A Common StockF4 | holding | — | — | — | 1,934 | I | By 401(k) | |
| Class A Common StockF5 | holding | — | — | — | 7,980 | I | By Deferred Compensation Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.48 to $24.50. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
- F3Not applicable.
- F4Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- F5Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.