SEC Form 4 · accession 0001179110-16-017930

ENERPAC TOOL GROUP CORP · EPAC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec VP Industrial Segment

Period of report

Jan 19, 2016

Accepted (ET)

Jan 21, 2016 · 6:44 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000006955

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Jan 19, 2016	A	7,356	—	A	52,082	D
Class A Common Stock^F4	holding	—	—		—	1,934	I	By 401(k)
Class A Common Stock^F5	holding	—	—		—	7,980	I	By Deferred Compensation Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F6,F7	$21.41	Jan 19, 2016	A	19,008	A	—	Jan 19, 2026	Class A Common Stock	19,008	19,008	D

F1Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
F2Not applicable.
F3Adjusted to reflect a change in form of beneficial ownership from direct to indirect pursuant to Rule 16a-13 with respect to 4,091 shares.
F4Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
F5Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan, including the 4,091 shares referenced in Footnote(3) of this Form 4.
F6Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
F7Fifty percent of the option becomes exercisable on 01/19/2019 and the balance becomes exercisable on 01/19/2021.