SEC Form 4 · accession 0001179110-15-016035
ENERPAC TOOL GROUP CORP · EPAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Peterson
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 10:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 12,235 | D | ||
| Class A Common Stock | holding | — | — | — | 16,400 | I | By IRA | |
| Class A Common StockF1 | holding | — | — | — | 3,000 | I | By Trust for Benefit of Son | |
| Class A Common StockF1 | holding | — | — | — | 3,000 | I | By Trust for Benefit of Daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3 | — | Dec 7, 2015 | A | 1,089 | A | — | — | Class A Common Stock | 1,089 | 32,505 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the shares held by the trust.
- F2Pursuant to the Outside Director's Deferred Compensation Plan, the phantom stock units are settled in stock generally following the director's termination of service.
- F3The phantom stock is converted 1 for 1 into shares of Class A Common Stock.