SEC Form 4 · accession 0001179110-15-012738
ENERPAC TOOL GROUP CORP · EPAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Arzbaecher
Officer — President and CEO · Director
Period of report
Aug 25, 2015
Accepted (ET)
Aug 27, 2015 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 90,214 | D | ||
| Class A Common StockF1 | holding | — | — | — | 43,155 | I | By 401(k) | |
| Class A Common Stock | holding | — | — | — | 11,900 | I | By IRA | |
| Class A Common StockF2 | holding | — | — | — | 2,200 | I | By Family | |
| Class A Common Stock | holding | — | — | — | 2,400 | I | By Spouse | |
| Class A Common StockF3 | holding | — | — | — | 70,150 | I | By Deferred Compensation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F5 | $19.77 | Aug 25, 2015 | A | 392,106 | A | — | Aug 25, 2025 | Class A Common Stock | 392,106 | 392,106 | D |
Explanation of responses
- F1Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- F2Owned by daughters.
- F3Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan.
- F4Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
- F5One third of the option becomes exercisable on each of August 25, 2016, August 25, 2017 and August 25, 2018.