SEC Form 4 · accession 0001179110-15-006051
ENERPAC TOOL GROUP CORP · EPAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Pauli
Officer — Corporate Controller
Period of report
Apr 2, 2015
Accepted (ET)
Apr 6, 2015 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 2, 2015 | S | 817 | $24.25 | D | 21,004 | D | |
| Class A Common Stock | Apr 6, 2015 | S | 4,300 | $24.09 | D | 16,704 | D | |
| Class A Common StockF2 | holding | — | — | — | 1,576 | I | By 401(k) | |
| Class A Common Stock | holding | — | — | — | 217 | I | By ESPP | |
| Class A Common StockF3 | holding | — | — | — | 101 | I | By Deferred Compensation Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.23 to $24.29 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (1) to this Form 4.
- F2Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- F3Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan.