SEC Form 4 · accession 0001179110-15-001171

ENERPAC TOOL GROUP CORP · EPAC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & CEO · Director

Period of report

Jan 20, 2015

Accepted (ET)

Jan 22, 2015 · 8:10 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000006955

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Jan 20, 2015	A	31,984	—	A	172,822	D
Class A Common Stock	holding	—	—		—	8,000	I	By IRA
Class A Common Stock^F4	holding	—	—		—	7,598	I	By 401(k)
Class A Common Stock	holding	—	—		—	1,186	I	By ESPP
Class A Common Stock^F5	holding	—	—		—	35,069	I	By Deferred Compensation

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F6,F7	$22.98	Jan 20, 2015	A	81,385	A	—	Jan 20, 2025	Class A Common Stock	81,385	81,385	D

F1Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
F2Not applicable.
F3Adjusted to reflect a change in form of beneficial ownership from direct to indirect pursuant to Rule 16a-13 with respect to 13,850 shares.
F4Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
F5Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan, including the 13,850 shares referenced in Footnote (3) of this Form 4.
F6Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
F7Fifty percent of the option becomes exercisable on 01/20/2018 and the balance becomes exercisable on 01/20/2020.