SEC Form 4 · accession 0001127602-18-011257
APPLIED MATERIALS INC /DE · AMAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Iannotti
Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2018 | A | 3,789 | $0.00 | A | 76,967 | D | |
| Common StockF2 | Mar 12, 2018 | S | 15,000 | $61.47 | D | 61,967 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2019 (subject to continued service as a director through the vesting date).
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.46 to $61.49, inclusive. The reporting person undertakes to provide to Applied, any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote 2 to this Form 4.