SEC Form 4 · accession 0001127602-15-025442
APPLIED MATERIALS INC /DE · AMAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Holmes Swan
Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2015 | P | 11,827 | $16.88 | A | 132,157 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Number of shares includes 52,475 restricted stock units previously reported, of which (a) 43,495 units have vested and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to him on the date of his termination of service from the Applied Board, and (b) 8,980 units are scheduled to vest in March 2016 (subject to continued service as a director through the vest date).