SEC Form 4 · accession 0001127602-15-014071
APPLIED MATERIALS INC /DE · AMAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Splinter
Director
Period of report
Apr 2, 2015
Accepted (ET)
Apr 6, 2015 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 2, 2015 | A | 8,980 | $0.00 | A | 1,626,158 | D | |
| Common Stock | holding | — | — | — | 296 | I | By The 401(k) Plan | |
| Common Stock | holding | — | — | — | 300,000 | I | Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2016 (subject to accelerated vesting in connection with the closing of the business combination between Applied and Tokyo Electron Limited and continued service as a director through the vest date).