SEC Form 4 · accession 0001127602-15-013755
APPLIED MATERIALS INC /DE · AMAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Splinter
Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 31, 2015 | F | 309,328 | $22.56 | D | 1,617,178 | D | |
| Common StockF3 | holding | — | — | — | 296 | I | By The 401(k) Plan | |
| Common Stock | holding | — | — | — | 300,000 | I | Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents number of shares that were automatically withheld upon vesting of performance shares, performance units and restricted stock to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Pursuant to a retention and equity award amendment agreement, dated December 20, 2013, between Applied and Mr. Splinter, Mr. Splinter's performance shares, performance units and restricted stock vested in connection with his retirement as an executive officer of Applied on March 31, 2015.
- F2Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3.
- F3Increased number of shares reflects dividend reinvestment under 401(k) Plan that are exempt under Rule 16b-3.