SEC Form 4 · accession 0000006885-16-000623
STAGE STORES INC · SSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russ Lundy II
Officer — EVP, Chief Stores Officer
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 11:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | A | 59 | $5.0782 | A | 90,606 | D | |
| Common StockF2 | holding | — | — | — | 2,379 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired pursuant to the Stage Stores, Inc. Nonqualified Deferred Compensation Plan.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.