SEC Form 4 · accession 0000006885-16-000402
STAGE STORES INC · SSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russ Lundy II
Officer — EVP, Chief Stores Officer
Period of report
Mar 24, 2016
Accepted (ET)
Mar 28, 2016 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2016 | A | 31,008 | $0.00 | A | 80,639 | D | |
| Common Stock | Mar 26, 2016 | F | 721 | $7.60 | D | 79,918 | D | |
| Common StockF2,F3 | Mar 24, 2016 | A | 1,357 | $0.00 | A | 2,483 | I | By Spouse |
| Common StockF3 | Mar 26, 2016 | F | 33 | $7.60 | D | 2,450 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 24, 2016 the reporting person was granted 31,008 shares of restricted common stock. The shares will vest 25% per year on the first four anniversary dates from the date of grant.
- F2On March 24, 2016 the reporting person's spouse was granted 1,357 shares of restricted common stock. The shares will vest 25% per year on the first four anniversary dates from the date of grant.
- F3The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes ofSection 16 or for any other purpose