SEC Form 4 · accession 0000006885-15-000296
STAGE STORES INC · SSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Paul Lawrence
Officer — Chief Merchandising Officer
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 7, 2015 | I | 10,000 | $7.7713 | A | 148,268 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares, which were acquired pursuant to the Stage Stores, Inc. Nonqualified Deferred Compensation Plan (the "Plan"), may not be transferred to an alternative investment within the Plan or liquidated by the reporting person and will remain in the reporting person's account for at least six months following the acquisition.
- F2Reflects the weighted average purchase price. Prices ranged from $7.76 to $7.79. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.