SEC Form 4 · accession 0000006885-15-000104
STAGE STORES INC · SSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oded Shein
Officer — EVP, Chief Financial Officer
Period of report
Apr 7, 2015
Accepted (ET)
Apr 8, 2015 · 3:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2015 | M | 5,000 | $16.31 | A | 47,531 | D | |
| Common StockF1 | Apr 7, 2015 | S | 5,000 | $22.4197 | D | 42,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $16.31 | Apr 7, 2015 | M | 5,000 | D | Jan 10, 2015 | Jan 10, 2018 | Common Stock | 5,000 | 15,000 | D |
Explanation of responses
- F1Reflects the weighted average sale price. Prices ranged from $22.40 to $22.45. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The date upon which the Stock Appreciation Rights became fully exercisable.