SEC Form 4 · accession 0000006885-15-000082
STAGE STORES INC · SSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oded Shein
Officer — EVP, Chief Financial Officer
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2015 | S | 2,500 | $22.4288 | D | 45,975 | D | |
| Common StockF2 | Mar 31, 2015 | S | 2,500 | $23.0612 | D | 43,475 | D | |
| Common Stock | Mar 31, 2015 | M | 10,000 | $16.31 | A | 53,475 | D | |
| Common StockF3 | Mar 31, 2015 | S | 10,000 | $22.9043 | D | 43,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF4 | $16.31 | Mar 31, 2015 | M | 10,000 | D | Jan 10, 2015 | Jan 10, 2018 | Common Stock | 10,000 | 20,000 | D |
Explanation of responses
- F1Reflects the weighted average sale price. Prices ranged from $22.38 to $22.47. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects the weighted average sale price. Prices ranged from $22.96 to $23.16. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects the weighted average sale price. Prices ranged from 22.85 to $23.01. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4The date upon which the Stock Appreciation Rights became fully exercisable.