SEC Form 4 · accession 0000006885-15-000065
STAGE STORES INC · SSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oded Shein
Officer — EVP, Chief Financial Officer
Period of report
Mar 26, 2015
Accepted (ET)
Mar 30, 2015 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 26, 2015 | A | 9,868 | $0.00 | A | 42,356 | D | |
| Common StockF2 | Mar 26, 2015 | A | 13,080 | $0.00 | A | 55,436 | D | |
| Common Stock | Mar 26, 2015 | F | 3,578 | $22.065 | D | 51,858 | D | |
| Common StockF3 | Mar 27, 2015 | S | 2,500 | $22.2667 | D | 49,358 | D | |
| Common Stock | Mar 28, 2015 | F | 561 | $22.105 | D | 48,797 | D | |
| Common Stock | Mar 29, 2015 | F | 322 | $22.105 | D | 48,475 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted common stock granted on March 26, 2015, which will vest 25% per year on the first four anniversary dates from the date of grant.
- F2Represents performance shares granted on March 28, 2012 and awarded as common stock on March 26, 2015 as a result of the completion of the three-year performance cycle that began on the first day of the 2012 fiscal year (January 29, 2012) and ended on the last day of the 2014 fiscal year (January 31, 2015).
- F3Reflects the weighted average sale price. Prices ranged from $22.25 to $22.29. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.