SEC Form 4 · accession 0000006885-15-000046
STAGE STORES INC · SSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L Hunter
Officer — EVP, Chief Information Officer
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | M | 18,000 | $15.50 | A | 66,879 | D | |
| Common StockF1 | Mar 19, 2015 | S | 18,000 | $22.50 | D | 48,879 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $15.50 | Mar 19, 2015 | M | 18,000 | D | Mar 26, 2014 | Mar 26, 2017 | Common Stock | 18,000 | 0 | D |
Explanation of responses
- F1This sale was made pursuant to a pre-established written plan for trading securities pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The date upon which the Stock Appreciation Rights became fully exercisable.