SEC Form 4 · accession 0000006885-15-000040
STAGE STORES INC · SSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russ Lundy II
Officer — EVP, Chief Stores Officer
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2015 | M | 1,450 | $18.84 | A | 24,900 | D | |
| Common Stock | Mar 17, 2015 | D | 1,224 | $22.31 | D | 23,676 | D | |
| Common Stock | Mar 17, 2015 | S | 150 | $22.31 | D | 23,526 | D | |
| Common Stock | Mar 17, 2015 | F | 76 | $22.31 | D | 23,450 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $18.84 | Mar 17, 2015 | M | 1,450 | D | Mar 29, 2014 | Mar 29, 2018 | Common Stock | 1,450 | 1,450 | D |