SEC Form 4 · accession 0000006885-15-000036
STAGE STORES INC · SSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Russ Lundy II
Officer — EVP, Chief Stores Officer
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | M | 3,000 | $15.50 | A | 26,450 | D | |
| Common Stock | Mar 12, 2015 | D | 2,100 | $22.134 | D | 24,350 | D | |
| Common Stock | Mar 12, 2015 | S | 605 | $22.134 | D | 23,745 | D | |
| Common Stock | Mar 12, 2015 | F | 295 | $22.134 | D | 23,450 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $15.50 | Mar 12, 2015 | D | 3,000 | D | Mar 26, 2014 | Mar 26, 2017 | Common Stock | 3,000 | 0 | D |