SEC Form 4 · accession 0000914190-18-000149
MTS SYSTEMS CORP · MTSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven B Harrison
Officer — President, Test Systems
Period of report
Apr 13, 2018
Accepted (ET)
Apr 17, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000068709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 13, 2018 | F | 141 | $51.25 | D | 2,076 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $46.25 | holding | — | — | — | — | Apr 17, 2024 | Common Stock | 4,543 | 4,543 | D |
Explanation of responses
- F1Shares withheld for payment of tax liability.
- F2Includes 190.2139 shares purchased on 12/31/17 through the Company's Employee Stock Purchase Plan.
- F3Includes (i) 720 restricted stock units that vest as to 360 shares on each of 4/15/19 and 4/15/20; and (ii) 946 restricted stock units that vest as to 316 shares on 4/17/18 and as to 315 shares on each of 4/17/19 and 4/17/20 (previously reported on Table II).
- F4Options to purchase 1,515 shares vest on 4/17/18 and options to purchase 1,514 shares vest on each of 4/17/19 and 4/17/20.