SEC Form 4/A · accession 0001209191-19-000708
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark A Pompa
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 12:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F3,F2 | $0.00 | Dec 31, 2018 | A | 1,046 | A | — | — | Common Stock | 1,046 | 1,046 | D |
Explanation of responses
- F1The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
- F2Settled 1-for-1.
- F3Correction of typographical error. The remainder of the form contains no changes and has been stated as originally filed.