SEC Form 4 · accession 0001209191-18-040463
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard VanFleet Reynolds
Director
Period of report
Jun 28, 2018
Accepted (ET)
Jul 2, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 28, 2018 | A | 1,952 | A | — | — | Common Stock | 1,952 | 7,115 | D |
| Phantom Stock UnitsF3,F4 | $0.00 | Jun 30, 2018 | A | 81 | A | — | — | Common Stock | 81 | 24,912 | D |
| Restricted Stock UnitsF6,F4 | $0.00 | Jun 30, 2018 | A | 16 | A | — | — | Common Stock | 16 | 7,133 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Apogee Enterprises, Inc. common stock.
- F2The Restricted Stock Units vest over a three year vesting period with one-third of the units vesting on each anniversary of the award. Vested shares will be delivered to the reporting person following the date the reporting person no longer serves as a director of Apogee Enterprises, Inc. in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
- F3The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
- F4Settled 1-for-1.
- F5Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.
- F6The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
- F7Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.