SEC Form 4 · accession 0001209191-18-040436
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard P Aldrich
Director
Period of report
Jun 28, 2018
Accepted (ET)
Jul 2, 2018 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 28, 2018 | A | 1,952 | $0.00 | A | 27,521 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F4 | $0.00 | Jun 30, 2018 | A | 158 | A | — | — | Common Stock | 158 | 48,617 | D |
Explanation of responses
- F1Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award.
- F2Includes restricted stock awards under the 2009 Stock Incentive Plan.
- F3The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
- F4Settled 1-for-1.
- F5Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.