SEC Form 5 · accession 0001209191-18-019502
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Porter
Officer — Chief Financial Officer
Period of report
Mar 3, 2018
Accepted (ET)
Mar 14, 2018 · 12:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 3, 2017 | G | 1,500 | $0.00 | D | 112,068 | D | |
| Common Stock | Oct 3, 2017 | G | 750 | $0.00 | D | 111,318 | D | |
| Common Stock | Oct 26, 2017 | G | 175 | $0.00 | D | 111,143 | D | |
| Common StockF2 | holding | — | — | — | 1,636 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired under the Employee Stock Purchase Plan as of 3/3/18 and shares of restricted stock granted under the 2009 Stock Incentive Plan.
- F2Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 3/3/18 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.