SEC Form 4 · accession 0001209191-17-028976
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Porter
Officer — Chief Financial Officer
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 27, 2017 | A | 4,600 | $0.00 | A | 115,235 | D | |
| Common Stock | Apr 29, 2017 | F | 677 | $54.50 | D | 114,558 | D | |
| Common Stock | Apr 30, 2017 | F | 1,224 | $54.50 | D | 113,334 | D | |
| Common StockF3 | holding | — | — | — | 1,617 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2018, 4/30/2019 and 4/30/2020.
- F2Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/17 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.
- F3Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 3/31/17 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. participants acquire units in this fund.