SEC Form 4 · accession 0001209191-17-005655
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Porter
Officer — Chief Financial Officer
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 11:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 9, 2016 | G | 120 | $0.00 | D | 116,207 | D | |
| Common Stock | Nov 18, 2016 | G | 120 | $0.00 | D | 116,087 | D | |
| Common Stock | Dec 23, 2016 | G | 1,000 | $0.00 | D | 115,087 | D | |
| Common StockF2 | Jan 24, 2017 | S | 4,000 | $57.05 | D | 111,087 | D | |
| Common StockF3 | holding | — | — | — | 1,613 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired under the Employee Stock Purchase Plan as of 12/31/16 and shares of restricted stock granted under the 2009 Stock Incentive Plan.
- F2The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $57.0425 to $57.0503. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F3Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 12/31/16 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.