SEC Form 4 · accession 0001209191-17-002525
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard P Aldrich
Director
Period of report
Jan 5, 2017
Accepted (ET)
Jan 6, 2017 · 10:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2017 | M | 10,000 | $18.31 | A | 38,684 | D | |
| Common StockF2 | Jan 5, 2017 | S | 10,000 | $54.805 | D | 28,684 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Option to BuyF3 | $18.31 | Jan 5, 2017 | M | 10,000 | D | — | Jun 25, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.
- F2The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $54.80 to $54.81. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F3Currently 100% exercisable.