SEC Form 4/A · accession 0001209191-16-134017

APOGEE ENTERPRISES, INC. · APOG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Jun 30, 2016

Accepted (ET)

Jul 27, 2016 · 10:17 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000006845

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock Units^F1,F3,F2	$0.00	Jun 30, 2016	A	65	A	—	—	Common Stock	65	24,351	D
Restricted Stock Units^F5,F3,F2	$0.00	Jun 30, 2016	A	3	A	—	—	Common Stock	3	3,361	D

F1The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
F2Settled 1-for-1.
F3Transaction date incorrectly reported as 03/31/16. The remainder of the form contains no changes and has been stated as originally filed.
F4Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.
F5The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
F6Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.