SEC Form 4 · accession 0001209191-16-132126
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph F. Puishys
Officer — Chief Executive Officer & Pres · Director
Period of report
Jul 6, 2016
Accepted (ET)
Jul 8, 2016 · 2:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 6, 2016 | M | 37,500 | $8.34 | A | 290,553 | D | |
| Common StockF1 | Jul 6, 2016 | S | 37,500 | $46.01 | D | 253,053 | D | |
| Common Stock | Jul 7, 2016 | M | 37,500 | $8.34 | A | 290,553 | D | |
| Common StockF2 | Jul 7, 2016 | S | 37,500 | $45.89 | D | 253,053 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $8.34 | Jul 6, 2016 | M | 37,500 | D | — | Aug 22, 2021 | Common Stock | 37,500 | 262,841 | D |
| Option (Right to Buy)F3 | $8.34 | Jul 7, 2016 | M | 37,500 | D | — | Aug 22, 2021 | Common Stock | 37,500 | 225,341 | D |
Explanation of responses
- F1The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $45.64 to $46.31. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F2The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $45.30 to $46.58. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F3Currently 100% exercisable.