SEC Form 4 · accession 0001209191-16-114532
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Marzec
Director
Period of report
Apr 15, 2016
Accepted (ET)
Apr 18, 2016 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 15, 2016 | M | 4,311 | $15.05 | A | 27,617 | D | |
| Common StockF2 | Apr 15, 2016 | S | 4,311 | $45.0041 | D | 23,306 | D | |
| Common Stock | holding | — | — | — | 500 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Option to BuyF3 | $15.05 | Apr 15, 2016 | M | 4,311 | D | — | Jun 28, 2016 | Common Stock | 4,311 | 0 | D |
Explanation of responses
- F1Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.
- F2The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $45.00 to $45.05. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F3Currently 100% exercisable.