SEC Form 4 · accession 0001209191-16-088500
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jerome L Davis
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $0.00 | Dec 31, 2015 | A | 402 | A | — | — | Common Stock | 402 | 35,381 | D |
| Phantom Stock UnitsF1,F2 | $0.00 | Dec 31, 2015 | A | 88 | A | — | — | Common Stock | 88 | 35,469 | D |
| Restricted Stock UnitsF4,F2 | $0.00 | Dec 31, 2015 | A | 3 | A | — | — | Common Stock | 3 | 1,368 | D |
Explanation of responses
- F1The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
- F2Settled 1-for-1.
- F3Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.
- F4The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
- F5Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan.