SEC Form 4 · accession 0001209191-15-036528
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Porter
Officer — Chief Financial Officer
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 12:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 24, 2015 | S | 6,000 | $53.3437 | D | 126,963 | D | |
| Common Stock | Apr 24, 2015 | G | 2,000 | $0.00 | D | 124,963 | D | |
| Common Stock | Apr 26, 2015 | F | 1,448 | $53.48 | D | 123,515 | D | |
| Common StockF3 | holding | — | — | — | 1,585 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $53.34 to $53.35. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F2Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/15 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.
- F3Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 3/31/15 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. participants acquire units in this fund.