SEC Form 4 · accession 0001209191-15-029910
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph F. Puishys
Officer — Chief Executive Officer & Pres · Director
Period of report
Mar 25, 2015
Accepted (ET)
Mar 27, 2015 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 25, 2015 | M | 30,000 | $8.34 | A | 277,261 | D | |
| Common StockF3 | Mar 25, 2015 | S | 30,000 | $43.6851 | D | 247,261 | D | |
| Common Stock | Mar 26, 2015 | M | 30,000 | $8.34 | A | 277,261 | D | |
| Common StockF4 | Mar 26, 2015 | S | 30,000 | $43.3015 | D | 247,261 | D | |
| Common Stock | Mar 27, 2015 | M | 20,655 | $8.34 | A | 267,916 | D | |
| Common StockF5 | Mar 27, 2015 | S | 20,655 | $42.972 | D | 247,261 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F6 | $8.34 | Mar 25, 2015 | M | 30,000 | D | — | Aug 22, 2021 | Common Stock | 30,000 | 350,996 | D |
| Option (Right to Buy)F6 | $8.34 | Mar 26, 2015 | M | 30,000 | D | — | Aug 22, 2021 | Common Stock | 30,000 | 320,996 | D |
| Option (Right to Buy)F6 | $8.34 | Mar 27, 2015 | M | 20,655 | D | — | Aug 22, 2021 | Common Stock | 20,655 | 300,341 | D |
Explanation of responses
- F1Includes restricted stock awards under the 2009 Stock Incentive Plan.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 28, 2015 which was reported on a Form 8-K filed February 3, 2015.
- F3The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $42.98 to $44.265. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F4The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $42.985 to $43.75. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F5The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $42.675 to $43.27. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F6Currently 100% exercisable.