SEC Form 5 · accession 0001209191-15-024963
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Porter
Officer — Chief Financial Officer
Period of report
Feb 28, 2015
Accepted (ET)
Mar 11, 2015 · 9:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 16, 2014 | G | 70 | $0.00 | D | 133,232 | D | |
| Common Stock | Oct 30, 2014 | G | 100 | $0.00 | D | 133,132 | D | |
| Common Stock | Nov 19, 2014 | G | 165 | $0.00 | D | 132,967 | D | |
| Common Stock | Dec 29, 2014 | G | 25 | $0.00 | D | 132,942 | D | |
| Common StockF2 | holding | — | — | — | 1,585 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired under the Employee Stock Purchase Plan as of 2/28/15 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.
- F2Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 2/28/15 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. participants acquire units in this fund.