SEC Form 4 · accession 0001209191-15-007333
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Marzec
Director
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 9:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2015 | M | 1,200 | $15.05 | A | 27,795 | D | |
| Common StockF2 | Jan 27, 2015 | S | 1,200 | $45.0527 | D | 26,595 | D | |
| Common Stock | Jan 28, 2015 | M | 3,800 | $15.05 | A | 30,395 | D | |
| Common StockF3 | Jan 28, 2015 | S | 3,800 | $44.5116 | D | 26,595 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Option to BuyF4 | $15.05 | Jan 27, 2015 | M | 1,200 | D | — | Jun 28, 2016 | Common Stock | 1,200 | 8,111 | D |
| Director Option to BuyF4 | $15.05 | Jan 28, 2015 | M | 3,800 | D | — | Jun 28, 2016 | Common Stock | 3,800 | 4,311 | D |
Explanation of responses
- F1Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.
- F2The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $45.00 to $45.13. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F3The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $44.031 to $45.01. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F4Currently 100% exercisable.