SEC Form 4 · accession 0001209191-15-005385
APOGEE ENTERPRISES, INC. · APOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard P Aldrich
Director
Period of report
Jan 20, 2015
Accepted (ET)
Jan 21, 2015 · 1:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2014 | G | 620 | $0.00 | D | 26,542 | D | |
| Common Stock | Jan 20, 2015 | M | 9,311 | $15.05 | A | 35,853 | D | |
| Common StockF2 | Jan 20, 2015 | S | 1,110 | $43.2852 | D | 34,743 | D | |
| Common StockF3 | Jan 21, 2015 | S | 8,201 | $43.05 | D | 26,542 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Option to BuyF4 | $15.05 | Jan 20, 2015 | M | 9,311 | D | — | Jun 28, 2016 | Common Stock | 9,311 | 0 | D |
Explanation of responses
- F1Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.
- F2The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $43.26 to $43.30. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.
- F3The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $43.00 to $43.15. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.
- F4Currently 100% exercisable.