SEC Form 4 · accession 0001209191-15-003053
RUBY TUESDAY INC · RT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Connelly
Officer — Sr VP, Chief Marketing Officer
Period of report
Jan 6, 2015
Accepted (ET)
Jan 8, 2015 · 10:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000068270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $0.01 Par CommonF1 | Jan 6, 2015 | A | 5,334 | $0.00 | A | 5,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $7.03 | Jan 6, 2015 | A | 14,045 | A | Jan 6, 2016 | Jan 6, 2022 | $0.01 Par Common | 14,045 | 14,045 | D |
Explanation of responses
- F1These shares of service-based restricted stock will cliff vest on July 6, 2017 and are further subject to a six-month holding period.
- F2The option vests in three annual installments beginning on January 6, 2016.