SEC Form 4 · accession 0000950103-17-007857
RUBY TUESDAY INC · RT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Lane Cardwell Jr.
Director
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000068270
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.47 | Aug 10, 2017 | D | 246,914 | D | Jun 5, 2017 | Oct 5, 2023 | $0.01 Par Common | 246,914 | 0 | D |
| Restricted Stock UnitsF2 | — | Aug 10, 2017 | D | 80,972 | D | — | — | $0.01 Par Common | 80,972 | 0 | D |
Explanation of responses
- F1Represents stock options previously granted to the Reporting Person, of which the Reporting Person waived receipt, as approved by the Executive Compensation Committee of the Board of Directors on 08/10/2017.
- F2Represents restricted stock units previously granted to the Reporting Person, of which the Reporting Person waived receipt, as approved by the Executive Compensation Committee of the Board of Directors on 08/10/2017.