SEC Form 4 · accession 0000950103-16-017073
RUBY TUESDAY INC · RT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald E Hess
Director
Period of report
Oct 11, 2016
Accepted (ET)
Oct 13, 2016 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000068270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $0.01 Par CommonF1 | Oct 11, 2016 | P | 15,000 | $2.6902 | A | 141,195 | D | |
| $0.01 Par CommonF2 | Oct 11, 2016 | P | 70,000 | $2.674 | A | 70,000 | I | Hess Investment Asset Fund, LLC |
| $0.01 Par CommonF3 | Oct 11, 2016 | P | 23,500 | $2.7979 | A | 23,500 | I | Jasper Fund, LLC |
| $0.01 Par CommonF4 | Oct 11, 2016 | P | 11,800 | $2.7178 | A | 11,800 | I | Engel Family Fund, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. The Reporting Person purchased shares at a price range of $2.69 to $2.75. The Reporting Person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F2The price in Column 4 is a weighted average price. The shares were purchased at a price range of $2.63 to $2.75. Hess Investment Asset Fund, LLC will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F3The price in Column 4 is a weighted average price. The shares were purchased at a price range of $2.76 to $2.81. Jasper Fund, LLC will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F4The price in Column 4 is a weighted average price. The shares were purchased at a price range of $2.66 to $2.75. Engel Family Fund, LLC will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.