SEC Form 4 · accession 0000950103-16-016973
RUBY TUESDAY INC · RT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Lane Cardwell Jr.
Officer — Interim CEO · Director
Period of report
Oct 5, 2016
Accepted (ET)
Oct 7, 2016 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000068270
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.47 | Oct 5, 2016 | A | 246,914 | A | Jun 5, 2017 | Oct 5, 2023 | $0.01 Par Common | 246,914 | 246,914 | D |
| Restricted Stock UnitsF2 | — | Oct 5, 2016 | A | 80,972 | A | — | — | $0.01 Par Common | 80,972 | 80,972 | D |
Explanation of responses
- F1The option was granted under the Issuer's Stock Incentive Plan (the "Plan") and is scheduled to cliff vest on June 5, 2017.
- F2The restricted stock units were granted under the Plan and are scheduled to cliff vest on June 5, 2017, subject to the terms of the Plan and applicable award agreement issued thereunder. Each restricted stock unit is the economic equivalent of one share of the Issuer's common stock and may be settled solely in cash.