SEC Form 4 · accession 0000950103-16-016971
RUBY TUESDAY INC · RT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael K Ellis
Officer — Chief Development Officer
Period of report
Oct 5, 2016
Accepted (ET)
Oct 7, 2016 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000068270
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Oct 5, 2016 | A | 65,789 | A | — | — | $0.01 Par Common | 65,789 | 65,789 | D |
Explanation of responses
- F1The restricted stock units were granted under the Issuer's Stock Incentive Plan (the "Plan") and are scheduled to cliff vest on October 5, 2018, subject to the terms of the Plan and applicable award agreement issued thereunder. Each restricted stock unit is the economic equivalent of one share of the Issuer's common stock and may be settled solely in cash.