SEC Form 4 · accession 0000950103-16-014964
RUBY TUESDAY INC · RT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin E Southall Jr.
Officer — VP, Corporate Controller
Period of report
Jul 19, 2016
Accepted (ET)
Jul 21, 2016 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000068270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $0.01 Par CommonF1 | Jul 19, 2016 | A | 8,181 | $0.00 | A | 51,542 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $3.82 | Jul 19, 2016 | A | 23,148 | A | Jul 19, 2017 | Jul 19, 2023 | $0.01 Par Common | 23,148 | 23,148 | D |
Explanation of responses
- F1These restricted stock units granted under the Issuer's Stock Incentive Plan (the "Plan") and are scheduled to vest in one-third increments on each of July 19, 2017, July 19, 2018 and July 19, 2019, subject to the terms of the Plan and applicable award agreement issued thereunder.
- F2The option was granted under the Plan and is scheduled to vest in one-third increments on each of July 19, 2017, July 19, 2018 and July 19, 2019.