SEC Form 4 · accession 0000899243-17-029569
RUBY TUESDAY INC · RT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
II James Farrell Hyatt
Officer — President and CEO · Director
Period of report
Dec 21, 2017
Accepted (ET)
Dec 26, 2017 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000068270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $0.01 Par Common StockF1,F2 | Dec 21, 2017 | D | 493,489 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 21, 2017, pursuant to the Agreement and Plan of Merger (the "Merger Agreement") between the Issuer, RTI Holding Company, LLC ("Parent"), and RTI Merger Sub, LLC ("Merger Subsidiary"), Merger Subsidiary was merged with and into the Issuer, (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly-owned subsidiary of Parent.
- F2Includes 493,489 shares of restricted shares that were cancelled at the effective time of the Merger and converted into the right to receive $2.40 per share in cash, without interest and subject to any applicable tax withholding.