SEC Form 4 · accession 0001426810-16-000002
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Walter
Officer — Controller
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Nov 11, 2016 | M | 1,166 | $69.58 | A | 1,166 | D | |
| Class B CommonF1 | holding | — | — | — | 718 | I | 401 (k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF2,F3,F4 | $26.66 | Nov 11, 2016 | M | 3,000 | D | — | Dec 1, 2019 | Class A Common | 3,000 | 0 | D |
| SARF2,F3,F5 | $36.86 | holding | — | — | — | — | Nov 30, 2020 | Class A Common | 2,000 | 2,000 | D |
| SARF2,F3,F6 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 4,000 | 4,000 | D |
| SARF2,F3,F7 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 4,000 | 4,000 | D |
| SARF2,F3,F8 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 2,000 | 2,000 | D |
| SARF2,F3,F9 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 2,000 | 2,000 | D |
| SARF10,F3,F11 | $63.04 | holding | — | — | — | — | Nov 17, 2025 | Class A Common | 667 | 667 | D |
| SARF10,F3,F12,F13 | $65.90 | holding | — | — | — | — | Nov 17, 2025 | Class B Common | 1,333 | 1,333 | D |
Explanation of responses
- F1Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
- F10Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
- F11SAR exercisable as follows: 223 on 11/17/2016, 222 on 11/17/2017 and 222 on 11/17/2018.
- F12SAR exercisable as follows: 445 on 11/17/2016, 444 on 11/17/2017 and 444 on 11/17/2018
- F13Under the terms of the award, SARs expire ten years after the date of grant, which was November 17, 2015. For the purposes of this Form 4, the transaction date on which the SARs are acquired is the date on which the exercise price has fixed, which was the tenth calendar day after the date of grant.
- F2Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
- F3SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
- F4SAR exercisable as follows: 1,000 on 12/1/10, 1,000 on 12/1/11 and 1,000 on 12/1/12
- F5SAR exercisable as follows: 667 on 11/30/11, 667 on 11/30/12 and 666 on 11/3013.
- F6SAR exercisable as follows: 1,334 on 11/30/12, 1,333 on 11/30/13 and 1,333 on 11/30/14.
- F7SAR exercisable as follows: 1,334 on 11/27/13, 1,333 on 11/27/14 and 1,333 on 11/27/15.
- F8SAR exercisable as follows: 668 on 11/11/2014, 666 on 11/11/2015 and 666 on 11/11/2016.
- F9SAR is exercisable as follows: 668 on 11/11/2015, 666 on 11/11/2016 and 666 on 11/11/2017.