SEC Form 4 · accession 0000067887-19-000043
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Roche
Officer — Vice President
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 11:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Mar 6, 2019 | S | 300 | $90.08 | D | 4,903 | D | |
| Class B Common | holding | — | — | — | 1,267 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF1,F2 | $36.86 | holding | — | — | — | — | Nov 30, 2020 | Class A Common | 4,000 | 4,000 | D |
| SARF1,F2 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 4,000 | 4,000 | D |
| SARF1,F2 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 20,500 | 20,500 | D |
| SARF1,F2 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 10,000 | 10,000 | D |
| SARF1,F2 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 10,000 | 10,000 | D |
| SARF3,F2 | $63.04 | holding | — | — | — | — | Nov 17, 2025 | Class A Common | 3,333 | 3,333 | D |
| SARF3,F2 | $65.90 | holding | — | — | — | — | Nov 17, 2025 | Class B Common | 6,667 | 6,667 | D |
| SARF3,F2 | $71.648 | holding | — | — | — | — | Nov 15, 2026 | Class B Common | 10,000 | 10,000 | D |
| SARF3,F2 | $82.31 | holding | — | — | — | — | Nov 14, 2027 | Class B Common | 6,181 | 6,181 | D |
| SARF3,F2 | $80.19 | holding | — | — | — | — | Nov 13, 2028 | Class B Common | 6,988 | 6,988 | D |
Explanation of responses
- F1Stock Appreciation Rights (SAR) granted under the 2008 Stock Option Plan.
- F2SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
- F3Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.