SEC Form 4 · accession 0000067887-19-000035

MOOG INC. · MOGA/MOGB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mark Joseph Trabert

Officer — Vice President

Period of report

Feb 19, 2019

Accepted (ET)

Feb 21, 2019 · 4:46 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000067887

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common	Feb 19, 2019	M	2,000	$61.69	A	2,231	D
Class A Common^F1	Feb 19, 2019	F	1,528	$95.88	D	703	D
Class A Common	Feb 19, 2019	M	2,000	$74.38	A	2,703	D
Class A Common^F2	Feb 19, 2019	F	1,704	$95.88	D	999	D
Class A Common	Feb 19, 2019	M	3,333	$63.04	A	4,332	D
Class A Common^F3	Feb 19, 2019	F	2,580	$95.88	D	1,752	D
Class B Common	Feb 19, 2019	M	6,667	$65.90	A	7,885	D
Class B Common^F4,F5	Feb 19, 2019	F	5,390	$92.8419	D	2,633	D
Class B Common^F6	holding	—	—		—	544	I	401 (k)

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
SAR^F7,F8	$61.69	Feb 19, 2019	M	2,000	D	—	Nov 11, 2023	Class A Common	2,000	0	D
SAR^F7,F8	$74.38	Feb 19, 2019	M	2,000	D	—	Nov 11, 2024	Class A Common	2,000	0	D
SAR^F9,F8	$63.04	Feb 19, 2019	M	3,333	D	—	Nov 17, 2025	Class A Common	3,333	0	D
SAR^F9,F8	$65.90	Feb 19, 2019	M	6,667	D	—	Nov 17, 2025	Class B Common	6,667	0	D
SAR^F9,F8	$71.648	holding	—	—	—	—	Nov 15, 2026	Class B Common	10,000	10,000	D
SAR^F9,F8	$82.31	holding	—	—	—	—	Nov 14, 2027	Class B Common	6,181	6,181	D
SAR^F9,F8	$80.19	holding	—	—	—	—	Nov 13, 2028	Class B Common	6,988	6,988	D

Explanation of responses

F1This represents the difference between the number of SARs exercised (2,000) and the number of shares issued as a result of the exercise (472). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($95.88) and the exercise price ($61.69). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2This represents the difference between the number of SARs exercised (2,000) and the number of shares issued as a result of the exercise (296). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($95.88) and the exercise price ($74.38). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F3This represents the difference between the number of SARs exercised (3,333) and the number of shares issued as a result of the exercise (753). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($95.88) and the exercise price ($63.04). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F4This represents the difference between the number of SARs exercised (6,667) and the number of shares issued as a result of the exercise (1,277). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($92.8419) and the exercise price ($65.90). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F5Includes 138 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 31, 2018.
F6Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent statement to participants.
F7Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.
F8SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F9Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.